Huntress London is pleased to announce our complimentary Senior Managers and Certification Regime (SM&CR) seminar on Tuesday 25th September in conjunction with Burges Salmon LLP.
SM&CR, which replaces the current Approved Persons Regime, represents a fundamental regulatory and cultural change in the sector, with Senior Management and HR teams playing a key role in its successful implementation. The new regulation, which will come into effect late 2018 and 2019, is designed to increase individual accountability in the entire financial services sector.
This seminar will help you understand more about your new obligations and outline practical steps that firms should be taking now in preparation.
Topics of discussion include:
- The key elements of the new regime (particularly from a HR perspective)
- How to identify Senior Managers and Certified Persons
- The requirement to certify employees as ‘fit and proper’
- The impact of the Conduct Rules
- Changes needed to HR processes and documentation, including the new regulatory reference regime
Places are limited so please get in touch to confirm your place ASAP.
Date: Tuesday 25th September 2018
Time: 8:30am arrival with refreshments, 9:00am - 10:00am presentation
Location: 6 New St Square, London EC4A 3BF
To book your complimentary place email us at SMCRSeminar@huntress.co.uk or call 020 7759 9000.
Huntress specialises in connecting extraordinary office support professionals with clients within the financial services sector, covering a range of temporary and permanent vacancies. Find out more about our recruitment capabilities by visiting our Office Support page.Return